Securities

We counsel clients regarding a wide variety of securities matters in the privately held business context, including:
- Private placements/Regulation D offerings;
- Medium-term note programs;
- Employee benefit plan securities offerings;
- NASD issues;
- Tender offers;
- Exchange offers;
- Codes of Business Conduct and Ethics and related compliance programs;
- Proxy contests and shareholder proposals;
- Share repurchase programs; and
- State securities matters.