Securities

We counsel clients regarding a wide variety of securities matters in the privately held business context, including:

• Private placements/Regulation D offerings;
• Medium-term note programs;
• Employee benefit plan securities offerings;
• NASD issues;
• Tender offers;
• Exchange offers;
• Codes of Business Conduct and Ethics and related compliance programs;
• Proxy contests and shareholder proposals;
• Share repurchase programs; and
• State securities matters.